Compliance and Regulation


Important Disclosure Information:

Hanson & Doremus Investment Management, Inc. ("Hanson & Doremus") is an SEC registered investment adviser located in Burlington, Vermont. Hanson & Doremus and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Hanson & Doremus maintains clients. Hanson & Doremus may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Hanson & Doremus’ website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. 
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Current ADV-II Information: 

 This brochure provides information about the qualifications and business practices of Hanson & Doremus Investment Management (the “Registrant”).  If you have any questions about the contents of this brochure, please contact us at (802) 658-2668 or hansondoremus.com. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority.
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Privacy Statement: 

Hanson & Doremus Investment Management (referred to as “HDIM”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”).  Through this policy and its underlying procedures, HDIM attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.  
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Proxy Information:

In accordance with the requirements of Rule 206(4)-6 under the Investment Advisers Act of 1940 (the “Advisers Act”), Hanson & Doremus Investment Management (“HDIM”) has adopted the following proxy voting policy with respect to those assets for which a client has vested HDIM with discretionary investment management authority (the “assets”).
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