COMPLIANCE AND REGULATION

Important Disclosure Information:
Hanson & Doremus Investment Management, Inc. ("Hanson") is an SEC registered investment adviser located in Burlington, Vermont. Hanson and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Hanson maintains clients. Hanson may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Hanson's web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links.
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Current ADV-II Information:
This brochure provides information about the qualifications and business practices of Hanson & Doremus Investment Management (the “Registrant”). If you have any questions about the contents of this brochure, please contact us at (802) 658-2668 or ehanson@hansondoremus.com. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority.
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Privacy Statement
Hanson & Doremus Investment Management (referred to as “HDIM”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, HDIM attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.
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Proxy Information
In accordance with the requirements of Rule 206(4)-6 under the Investment Advisers Act of 1940 (the “Advisers Act”), Hanson & Doremus Investment Management (“HDIM”) has adopted the following proxy voting policy with respect to those assets for which a client has vested HDIM with discretionary investment management authority (the “assets”).
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Home Office: PO Box 819, Burlington, VT 05402 || Phone: 802.658.2668 Fax: 802.658.1027

California Office: PO Box 60937, Palo Alto, CA 94306 || Phone: 650.646.9976 Toll Free: 888.643.3976

©2013 Hanson & Doremus Investment Management, Inc.