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COMPLIANCE
AND REGULATION
Important
Disclosure Information:
Hanson
& Doremus Investment Management, Inc. ("Hanson")
is an SEC registered investment adviser located in Burlington, Vermont.
Hanson and its representatives are in compliance with the current
filing requirements imposed upon SEC registered investment advisers by
those states in which Hanson maintains clients. Hanson
may only transact business in those states in which it is registered,
or qualifies for an exemption or exclusion from registration requirements.
Hanson's web site is limited to the dissemination of general
information pertaining to its advisory services, together with access
to additional investment-related information, publications, and links.
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Current
ADV-II Information:
This brochure provides information about the qualifications and business
practices of Hanson & Doremus Investment Management (the “Registrant”).
If you have any questions about the contents of this brochure, please
contact us at (802) 658-2668 or ehanson@hansondoremus.com. The information
in this brochure has not been approved or verified by the United States
Securities and Exchange Commission or by any state securities authority.
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Privacy
Statement
Hanson
& Doremus Investment Management (referred to as “HDIM”)
maintains physical, electronic, and procedural safeguards that comply
with federal standards to protect its clients’ nonpublic personal
information (“information”). Through this policy and its underlying
procedures, HDIM attempts to secure the confidentiality of customer records
and information and protect against anticipated threats or hazards to
the security or integrity of customer records and information.
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Proxy
Information
In accordance with the requirements of Rule 206(4)-6 under the Investment
Advisers Act of 1940 (the “Advisers Act”), Hanson & Doremus
Investment Management (“HDIM”) has adopted the following proxy
voting policy with respect to those assets for which a client has vested
HDIM with discretionary investment management authority (the “assets”).
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