COMPLIANCE AND REGULATION
Hanson & Doremus Investment Management, Inc.
("Hanson") is an SEC registered investment adviser located
in Burlington, Vermont. Hanson and its representatives are in compliance
with the current filing requirements imposed upon SEC registered
investment advisers by those states in which Hanson maintains clients.
Hanson may only transact business in those states in which it is
registered, or qualifies for an exemption or exclusion from registration
requirements. Hanson's web site is limited to the dissemination
of general information pertaining to its advisory services, together
with access to additional investment-related information, publications,
This brochure provides information about the qualifications
and business practices of Hanson & Doremus Investment Management
(the “Registrant”). If you have any questions about
the contents of this brochure, please contact us at (802) 658-2668
or firstname.lastname@example.org. The information in this brochure has
not been approved or verified by the United States Securities and
Exchange Commission or by any state securities authority.
Hanson & Doremus Investment Management (referred
to as “HDIM”) maintains physical, electronic, and procedural
safeguards that comply with federal standards to protect its clients’
nonpublic personal information (“information”). Through
this policy and its underlying procedures, HDIM attempts to secure
the confidentiality of customer records and information and protect
against anticipated threats or hazards to the security or integrity
of customer records and information.
In accordance with the requirements of Rule 206(4)-6
under the Investment Advisers Act of 1940 (the “Advisers Act”),
Hanson & Doremus Investment Management (“HDIM”)
has adopted the following proxy voting policy with respect to those
assets for which a client has vested HDIM with discretionary investment
management authority (the “assets”).